Filing Details
- Accession Number:
- 0001444364-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-04 18:04:23
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-04
- Accepted Time:
- 2013-11-04 18:04:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1137083 | L & L Energy Inc. | LLEN | Bituminous Coal & Lignite Mining (1220) | 912103949 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1444364 | V Dickson Lee | 130 Andover Park East Suite 200 Seattle WA 98188 | Chairman & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-01 | 3,000 | $1.42 | 7,406,597 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Footnotes
- Purchased under a 10b5-1 plan adopted by the Reporting Person.
- The price reported is a weighted average price.
Billionaire Hedge Funds
