Filing Details
- Accession Number:
- 0001140361-13-040508
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-11-04 17:32:42
- Reporting Period:
- 2013-10-31
- Filing Date:
- 2013-11-04
- Accepted Time:
- 2013-11-04 17:32:42
- Original Submission Date:
- 2013-11-04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1082506 | Unwired Planet Inc. | UPIP | Services-Prepackaged Software (7372) | 943219054 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250078 | C Derek Schrier | C/O Indaba Capital Management, Llc One Letterman Drive, Building D San Francisco CA 94129 | No | No | Yes | No | |
1516452 | Indaba Capital Fund, L.p. | Maples Corporate Services 121 South Church Street Grand Cayman E9 KY1-1104 | No | No | Yes | No | |
1524362 | Indaba Capital Management, Llc | One Letterman Drive Building D, Suite Dm700 San Francisco CA 94129 | No | No | Yes | No | |
1526324 | Indaba Partners, Llc | One Letterman Drive Building D, Suite Dm700 San Francisco CA 94129 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-10-31 | 275,000 | $1.62 | 11,348,780 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-10-31 | 275,000 | $1.62 | 11,348,780 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-10-31 | 100,000 | $1.61 | 11,448,780 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-10-31 | 100,000 | $1.61 | 11,448,780 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-11-01 | 50,500 | $1.53 | 11,499,280 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-11-01 | 50,500 | $1.53 | 11,499,280 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-11-01 | 99,500 | $1.51 | 11,598,780 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-11-01 | 99,500 | $1.51 | 11,598,780 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-11-01 | 225,000 | $1.46 | 11,823,780 | No | 4 | P | Direct | |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2013-11-01 | 225,000 | $1.46 | 11,823,780 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Direct | |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The Reporting Persons' original Form 4 included the incorrect Transaction Code.
- These securities are directly owned by Indaba Capital Fund, L.P.
- These securities are indirectly beneficially owned by (a) Indaba Capital Management, LLC by virtue of its role as the investment manager of Indaba Capital Fund, L.P., (b) Indaba Partners, LLC by virtue of its role as the general partner of Indaba Capital Fund, L.P., and (c) Derek C. Schrier as the Senior Managing Member of Indaba Capital Management, LLC and Indaba Partners, LLC. Each Reporting Person hereby disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.