Filing Details

Accession Number:
0001140361-13-040508
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2013-11-04 17:32:42
Reporting Period:
2013-10-31
Filing Date:
2013-11-04
Accepted Time:
2013-11-04 17:32:42
Original Submission Date:
2013-11-04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1082506 Unwired Planet Inc. UPIP Services-Prepackaged Software (7372) 943219054
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1250078 C Derek Schrier C/O Indaba Capital Management, Llc
One Letterman Drive, Building D
San Francisco CA 94129
No No Yes No
1516452 Indaba Capital Fund, L.p. Maples Corporate Services
121 South Church Street
Grand Cayman E9 KY1-1104
No No Yes No
1524362 Indaba Capital Management, Llc One Letterman Drive
Building D, Suite Dm700
San Francisco CA 94129
No No Yes No
1526324 Indaba Partners, Llc One Letterman Drive
Building D, Suite Dm700
San Francisco CA 94129
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-10-31 275,000 $1.62 11,348,780 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-10-31 275,000 $1.62 11,348,780 No 4 P Indirect See Footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-10-31 100,000 $1.61 11,448,780 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-10-31 100,000 $1.61 11,448,780 No 4 P Indirect See Footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-11-01 50,500 $1.53 11,499,280 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-11-01 50,500 $1.53 11,499,280 No 4 P Indirect See Footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-11-01 99,500 $1.51 11,598,780 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-11-01 99,500 $1.51 11,598,780 No 4 P Indirect See Footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-11-01 225,000 $1.46 11,823,780 No 4 P Direct
Common Stock, Par Value $0.001 Per Share Acquisiton 2013-11-01 225,000 $1.46 11,823,780 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
No 4 P Direct
No 4 P Indirect See Footnote
Footnotes
  1. The Reporting Persons' original Form 4 included the incorrect Transaction Code.
  2. These securities are directly owned by Indaba Capital Fund, L.P.
  3. These securities are indirectly beneficially owned by (a) Indaba Capital Management, LLC by virtue of its role as the investment manager of Indaba Capital Fund, L.P., (b) Indaba Partners, LLC by virtue of its role as the general partner of Indaba Capital Fund, L.P., and (c) Derek C. Schrier as the Senior Managing Member of Indaba Capital Management, LLC and Indaba Partners, LLC. Each Reporting Person hereby disclaims beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed an admission that any Reporting Person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.