Filing Details

Accession Number:
0001001250-13-000202
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-04 16:41:47
Reporting Period:
2013-10-31
Filing Date:
2013-11-04
Accepted Time:
2013-11-04 16:41:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1001250 Estee Lauder Companies Inc EL Perfumes, Cosmetics & Other Toilet Preparations (2844) 112408943
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1369789 John Demsey The Estee Lauder Companies Inc.
767 Fifth Avenue
New York NY 10153
Group President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-10-31 22,973 $0.00 99,855 No 4 C Direct
Class A Common Stock Disposition 2013-10-31 12,825 $72.76 87,030 No 4 F Direct
Class A Common Stock Disposition 2013-11-04 10,000 $70.34 77,030 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Units (Share Payout) Disposition 2013-10-31 22,973 $0.00 22,973 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
68,530 No 4 M Direct
Footnotes
  1. Not applicable. Restricted stock units vest and are paid out in shares of Class A Common Stock on a one-to-one basis on the applicable vesting date.
  2. Represents the withholding of shares for tax purposes.
  3. Vesting of portions of restricted stock units granted September 1, 2010, September 1, 2011 and September 4, 2012.
  4. Remaining restricted stock units from the grants dated September 1, 2011, September 4, 2012, November 14, 2012 and September 4, 2013 will vest and be paid out as follows: 21,015 on October 31, 2014; 13,401 on November 2, 2015; 26,624 on November 16, 2015; and 7,490 on October 31, 2016. Upon payout, additional shares will be withheld to cover minimum statutory tax obligations. Restricted stock units are accompanied by dividend equivalent rights that will be payable in cash at the time of payout of the related shares.