Filing Details

Accession Number:
0001002225-13-000100
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-04 16:13:12
Reporting Period:
2013-10-31
Filing Date:
2013-11-04
Accepted Time:
2013-11-04 16:13:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1002225 Advent Software Inc ADVS Services-Computer Programming Services (7371) 942901952
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246210 M Robert Tarkoff 600 Townsend Street
San Francisco CA 94103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-31 3,823 $15.89 7,551 No 4 M Direct
Common Stock Disposition 2013-10-31 1,811 $33.55 5,740 No 4 D Direct
Common Stock Disposition 2013-11-01 2,012 $33.33 3,728 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2013-10-31 3,823 $0.00 3,823 $15.89
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,290 2013-09-25 2022-09-25 No 4 M Direct
Footnotes
  1. Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.