Filing Details
- Accession Number:
- 0001002225-13-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-04 16:12:52
- Reporting Period:
- 2013-07-17
- Filing Date:
- 2013-11-04
- Accepted Time:
- 2013-11-04 16:12:52
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197110 | Iii Van G Wendell Auken | 600 Townsend Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-10-31 | 13,000 | $33.98 | 0 | No | 4 | S | Indirect | Van Auken Charitable |
Common Stock | Disposition | 2013-07-17 | 12,902 | $0.00 | 42,711 | No | 4 | G | Indirect | WG&ES VanAuken Trust |
Common Stock | Disposition | 2013-10-31 | 14,000 | $33.99 | 28,711 | No | 4 | S | Indirect | WG&ES VanAuken Trust |
Common Stock | Disposition | 2013-11-01 | 6,000 | $33.46 | 22,711 | No | 4 | S | Indirect | WG&ES VanAuken Trust |
Common Stock | Disposition | 2013-11-04 | 10,000 | $33.31 | 12,711 | No | 4 | S | Indirect | WG&ES VanAuken Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Van Auken Charitable |
No | 4 | G | Indirect | WG&ES VanAuken Trust |
No | 4 | S | Indirect | WG&ES VanAuken Trust |
No | 4 | S | Indirect | WG&ES VanAuken Trust |
No | 4 | S | Indirect | WG&ES VanAuken Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,529 | Direct | |
Common Stock | 13,000 | Indirect | Dog Hill Partners LP |
Footnotes
- Restricted Stock Units