Filing Details
- Accession Number:
- 0001209191-13-050401
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-04 16:05:09
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-04
- Accepted Time:
- 2013-11-04 16:05:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501364 | Rockville Financial Inc. | RCKB | Savings Institutions, Not Federally Chartered (6036) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472512 | Iii Howard Stanton | Rockville Financial, Inc. 45 Glastonbury Boulevard Glastonbury CT 06033 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-01 | 100 | $13.10 | 8,053 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,957 | Indirect | By Rockville Bank ESOP Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options | $10.99 | 2012-06-21 | 2022-06-21 | 4,810 | 4,810 | Direct |
Common Stock | Stock Options | $10.99 | 2012-06-21 | 2022-06-21 | 13,550 | 13,550 | Direct |
Common Stock | Stock Options | $13.25 | 2013-06-21 | 2023-06-21 | 2,197 | 2,197 | Direct |
Common Stock | Stock Options | $13.25 | 2013-06-21 | 2023-06-21 | 6,593 | 6,593 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2022-06-21 | 4,810 | 4,810 | Direct |
2022-06-21 | 13,550 | 13,550 | Direct |
2023-06-21 | 2,197 | 2,197 | Direct |
2023-06-21 | 6,593 | 6,593 | Direct |
Footnotes
- Open market purchase pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
- Includes 4,173 restricted shares granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan. The original grant of 5,056 shares will vest in four equal annual installments of 25%, with the first installment to vest on June 21, 2012 and an additional 25% to vest on each annual anniversary of the grant date thereafter. The reported number of shares is net of 883 shares withheld by the Issuer for tax withholding purposes.
- Shares allocated to the account of Mr. Stanton under the Rockville Bank Employee Stock Ownership Plan, of which 1,582.9434 shares are vested as of December 31, 2012
- Stock Options granted pursuant to the Rockville Financial, Inc.'s 2006 Stock Incentive Award Plan and will become exercisable in five equal annual installments of 20%, with the first installment to vest on the grant date and an additional 20% to vest on each annual anniversary of the grant date thereafter.
- Stock options granted pursuant to the Rockville Financial, Inc.'s 2012 Stock Incentive Plan and will become exercisable in four equal annual installments of 25%, with the first installment to vest on the grant date and an additional 25% to vest on each annual anniversary of the grant date thereafter.