Filing Details

Accession Number:
0000789132-13-000127
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-04 15:40:39
Reporting Period:
2013-11-01
Filing Date:
2013-11-04
Accepted Time:
2013-11-04 15:40:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
789132 Spectranetics Corp SPNC Electromedical & Electrotherapeutic Apparatus (3845) 840997049
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1396263 A Wade Bowe 9965 Federal Drive
Colorado Springs CO 80921
Vice President R&D No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Spnc Common Stock Acquisiton 2013-11-01 16 $5.50 19,152 No 4 M Direct
Spnc Common Stock Acquisiton 2013-11-01 6,656 $10.65 25,808 No 4 M Direct
Spnc Common Stock Acquisiton 2013-11-01 7,500 $2.74 33,308 No 4 M Direct
Spnc Common Stock Disposition 2013-11-01 10,937 $20.73 22,371 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Spnc Common Stock SPNC Stock Option Disposition 2013-11-01 16 $0.00 16 $5.50
Spnc Common Stock SPNC Stock Option Disposition 2013-11-01 6,656 $0.00 6,656 $10.65
Spnc Common Stock SPNC Stock Option Disposition 2013-11-01 7,500 $0.00 7,500 $2.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-01-04 No 4 M Direct
13,344 2017-03-20 No 4 M Direct
15,000 2018-12-08 No 4 M Direct
Footnotes
  1. Sold pursuant to Mr. Bowe's 10b5-1 plan dated June 5, 2013
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.65 to $20.75, inclusive. The reporting person undertakes to provide to The Spectranetics Corporation, any security holder of The Spectranetics Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
  3. Grant date 1/4/2005. Options are on a 4 year, 100% vesting schedule; 25% vested on 1/4/2006; 6.25% vested each calendar quarter thereafter. 100% fully vested on 1/4/2009. Options expire at the end of 10 years or on 1/4/2015.
  4. Grant date 3/20/2007. Options are on a 4 year, 100% vesting schedule; 25% vested on 3/20/2008; 6.25% vested each calendar quarter thereafter. 100% fully vested on 3/20/2011. Options expire at the end of 10 years or on 3/20/2017.
  5. Grant date 12/8/2008. Options vested upon the Company's stock price achieving $9.00 per share and a four year vesting schedule. Options were fully vested on 12/8/2012. Options expire at the end of 10 years or on 12/8/2018.