Filing Details
- Accession Number:
- 0001209191-13-050363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-04 15:18:46
- Reporting Period:
- 2013-11-04
- Filing Date:
- 2013-11-04
- Accepted Time:
- 2013-11-04 15:18:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1123270 | Bank Mutual Corp | BKMU | Savings Institution, Federally Chartered (6035) | 392004336 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1432240 | Allen Richard Brown | 4949 West Brown Deer Rd Milwaukee WI 53223 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-04 | 900 | $6.18 | 18,300 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Options to buy | $11.16 | 2018-05-06 | 16,000 | 16,000 | Direct | |
Common Stock | Options to buy | $5.05 | 2021-01-18 | 15,000 | 15,000 | Direct | |
Common Stock | Options to buy | $3.39 | 2022-01-17 | 15,000 | 15,000 | Direct | |
Common Stock | Options to buy | $4.82 | 2023-01-22 | 11,000 | 11,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-06 | 16,000 | 16,000 | Direct |
2021-01-18 | 15,000 | 15,000 | Direct |
2022-01-17 | 15,000 | 15,000 | Direct |
2023-01-22 | 11,000 | 11,000 | Direct |
Footnotes
- Stock options granted under the 2004 Stock Incentive Plan. The options are fully vested as of May 6, 2013.
- Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
- Stock options granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
- Stock options granted under the 2004 Stock Incentive Plan. The options (11,000 in the original grant) vest in annual installments of 20% each beginning January 22, 2014.