Filing Details
- Accession Number:
- 0001284587-13-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-04 14:29:12
- Reporting Period:
- 2013-10-31
- Filing Date:
- 2013-11-04
- Accepted Time:
- 2013-11-04 14:29:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 902274 | Libbey Inc | LBY | Glass & Glassware, Pressed Or Blown (3220) | 341559357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1098298 | A Susan Kovach | 300 Madison Avenue Po Box 10060 Toledo OH 43699-0060 | Vp,General Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-31 | 5,420 | $1.07 | 58,751 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-31 | 5,420 | $21.50 | 53,331 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-10-31 | 5,420 | $21.50 | 5,420 | $1.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-12 | 2019-02-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 11,914 | Indirect | by 401(k) plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | $10.13 | 2011-02-11 | 2020-02-11 | 4,370 | 4,370 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $13.95 | 2013-02-17 | 2022-02-17 | 4,624 | 4,624 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $15.35 | 2009-02-15 | 2018-02-15 | 3,621 | 3,621 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $17.00 | 2012-02-10 | 2021-02-10 | 3,625 | 3,625 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $19.02 | 2014-02-22 | 2023-02-22 | 6,902 | 6,902 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $20.39 | 2005-12-10 | 2014-12-11 | 9,500 | 9,500 | Direct |
| Common Stock | Non-Qualified Stock Option (right to buy) | $28.53 | 2004-12-15 | 2013-12-16 | 12,500 | 12,500 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-02-11 | 4,370 | 4,370 | Direct |
| 2022-02-17 | 4,624 | 4,624 | Direct |
| 2018-02-15 | 3,621 | 3,621 | Direct |
| 2021-02-10 | 3,625 | 3,625 | Direct |
| 2023-02-22 | 6,902 | 6,902 | Direct |
| 2014-12-11 | 9,500 | 9,500 | Direct |
| 2013-12-16 | 12,500 | 12,500 | Direct |
Footnotes
- The options become exercisable for 25% of the shares on each of the first, second, third, and fourth anniversary dates.
- On December 6, 2005 the Board of Directors approved a motion to accelerate the vesting of all outstanding and unvested stock options that were awarded from 2002 - 2004.
Billionaire Hedge Funds
