Filing Details
- Accession Number:
- 0000883984-13-000058
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-04 11:30:18
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-04
- Accepted Time:
- 2013-11-04 11:30:18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 883984 | Icu Medical Inc | ICUI | Surgical & Medical Instruments & Apparatus (3841) | 330022692 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1073401 | A Richard Costello | 951 Calle Amanecer San Clemente CA 92673 | Vice President Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-01 | 6,116 | $43.62 | 10,823 | No | 4 | X | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 10,000 | $43.12 | 20,823 | No | 4 | X | Direct | |
| Common Stock | Disposition | 2013-11-01 | 20,538 | $61.00 | 285 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Direct | |
| No | 4 | X | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-01 | 10,000 | $0.00 | 10,000 | $43.12 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-01 | 6,116 | $0.00 | 6,116 | $43.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2021-02-02 | No | 4 | X | Direct | |
| 8,884 | 2021-07-20 | No | 4 | X | Direct |
Footnotes
- The price recorded in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.70 to $61.27, inclusive. The reporting person undertakes to provide ICU Medical, Inc., any security holder of ICU Medical, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
- Options vest and are exercisable as to 25% of the underlying grant one year after the date of grant and in equal monthly installments thereafter for three additional years.
- Transaction is the exercise of a derivative security; see Column 2.
Billionaire Hedge Funds
