Filing Details
- Accession Number:
- 0001127602-13-030293
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-04 11:21:37
- Reporting Period:
- 2013-11-01
- Filing Date:
- 2013-11-04
- Accepted Time:
- 2013-11-04 11:21:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 66740 | 3M Co | MMM | Surgical & Medical Instruments & Apparatus (3841) | 410417775 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1465913 | Joaquin Delgado | 3M Center St. Paul MN 55144-1000 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-01 | 11,418 | $76.80 | 16,579 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-01 | 10,013 | $125.66 | 6,566 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 400 | $125.67 | 6,166 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 605 | $125.69 | 5,561 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 100 | $125.70 | 5,461 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 200 | $125.71 | 5,261 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 100 | $125.72 | 5,161 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-01 | 3,420 | $54.11 | 8,581 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-01 | 1,646 | $125.68 | 6,935 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 222 | $125.69 | 6,713 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 1,400 | $125.70 | 5,313 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 100 | $125.71 | 5,213 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-01 | 52 | $125.73 | 5,161 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-01 | 11,418 | $0.00 | 11,418 | $76.80 |
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-11-01 | 3,420 | $0.00 | 3,420 | $54.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-05-10 | 2015-05-08 | No | 4 | M | Direct |
| 10,260 | 2010-02-09 | 2019-02-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,020 | Indirect | By 401k/paesop Trust |
Footnotes
- The total has been adjusted to reflect a withholding of 22 additional shares upon vesting of an RSU award on 2/8/2013 and reported on 2/12/2013.
- Includes shares acquired during the fiscal year pursuant to the 3M Voluntary Investment Plan.
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