Filing Details
- Accession Number:
- 0001181431-13-056199
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 20:35:07
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 20:35:07
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415336 | Zeltiq Aesthetics Inc | ZLTQ | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1562195 | Carl Lamm | 4698 Willow Road Pleasanton CA 94588 | Vp Of Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-30 | 719 | $10.00 | 23,974 | No | 4 | S | Direct | |
Stock Options | Acquisiton | 2013-10-31 | 18,335 | $1.25 | 42,309 | No | 4 | M | Direct | |
Stock Options | Disposition | 2013-10-31 | 18,335 | $12.41 | 23,974 | No | 4 | S | Direct | |
Stock Options | Acquisiton | 2013-10-31 | 9,366 | $1.43 | 33,340 | No | 4 | M | Direct | |
Stock Options | Disposition | 2013-10-31 | 9,366 | $12.46 | 23,974 | No | 4 | S | Direct | |
Stock Options | Acquisiton | 2013-10-31 | 17,710 | $2.42 | 41,684 | No | 4 | M | Direct | |
Stock Options | Disposition | 2013-10-31 | 17,710 | $12.46 | 23,974 | No | 4 | S | Direct | |
Stock Options | Acquisiton | 2013-11-01 | 283 | $1.43 | 24,257 | No | 4 | M | Direct | |
Stock Options | Disposition | 2013-11-01 | 283 | $13.00 | 23,974 | No | 4 | S | Direct | |
Stock Options | Acquisiton | 2013-11-01 | 483 | $1.25 | 24,457 | No | 4 | M | Direct | |
Stock Options | Disposition | 2013-11-01 | 483 | $13.00 | 23,974 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to buy) | Disposition | 2013-10-31 | 18,335 | $0.00 | 18,335 | $1.25 |
Common Stock | Stock Option (Right to buy) | Disposition | 2013-10-31 | 9,366 | $0.00 | 9,366 | $1.43 |
Common Stock | Stock Option (Right to buy) | Disposition | 2013-10-31 | 17,710 | $0.00 | 17,710 | $2.42 |
Common Stock | Stock Option (Right to buy) | Disposition | 2013-11-01 | 283 | $0.00 | 283 | $1.43 |
Common Stock | Stock Option (Right to buy) | Disposition | 2013-11-01 | 483 | $0.00 | 483 | $1.25 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
36,158 | 2020-06-26 | No | 4 | M | Direct | |
26,792 | 2020-11-29 | No | 4 | M | Direct | |
9,082 | 2018-05-21 | No | 4 | M | Direct | |
8,799 | 2020-11-29 | No | 4 | M | Direct | |
8,316 | 2020-06-26 | No | 4 | M | Direct |
Footnotes
- The sale reported in this Form 4 was affected pursuant to the Rule 10b5-1 plan adopted by the reporting person on August 29, 2013
- The initial RSU grant for 5,128 vest in four equal installments, of which the first installment vested on 2/17/2012. Vesting shall continue provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
- 25% of the granted 23,160 shares became exercisable on 6/27/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
- 25% of the granted 13,623 shares became exercisable on 11/30/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
- 25% of the granted 17, 710 shares became exercisable on 5/22/2008 and are fully vested.