Filing Details

Accession Number:
0001181431-13-056199
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-01 20:35:07
Reporting Period:
2013-10-30
Filing Date:
2013-11-01
Accepted Time:
2013-11-01 20:35:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1415336 Zeltiq Aesthetics Inc ZLTQ Electromedical & Electrotherapeutic Apparatus (3845) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1562195 Carl Lamm 4698 Willow Road
Pleasanton CA 94588
Vp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-30 719 $10.00 23,974 No 4 S Direct
Stock Options Acquisiton 2013-10-31 18,335 $1.25 42,309 No 4 M Direct
Stock Options Disposition 2013-10-31 18,335 $12.41 23,974 No 4 S Direct
Stock Options Acquisiton 2013-10-31 9,366 $1.43 33,340 No 4 M Direct
Stock Options Disposition 2013-10-31 9,366 $12.46 23,974 No 4 S Direct
Stock Options Acquisiton 2013-10-31 17,710 $2.42 41,684 No 4 M Direct
Stock Options Disposition 2013-10-31 17,710 $12.46 23,974 No 4 S Direct
Stock Options Acquisiton 2013-11-01 283 $1.43 24,257 No 4 M Direct
Stock Options Disposition 2013-11-01 283 $13.00 23,974 No 4 S Direct
Stock Options Acquisiton 2013-11-01 483 $1.25 24,457 No 4 M Direct
Stock Options Disposition 2013-11-01 483 $13.00 23,974 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to buy) Disposition 2013-10-31 18,335 $0.00 18,335 $1.25
Common Stock Stock Option (Right to buy) Disposition 2013-10-31 9,366 $0.00 9,366 $1.43
Common Stock Stock Option (Right to buy) Disposition 2013-10-31 17,710 $0.00 17,710 $2.42
Common Stock Stock Option (Right to buy) Disposition 2013-11-01 283 $0.00 283 $1.43
Common Stock Stock Option (Right to buy) Disposition 2013-11-01 483 $0.00 483 $1.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
36,158 2020-06-26 No 4 M Direct
26,792 2020-11-29 No 4 M Direct
9,082 2018-05-21 No 4 M Direct
8,799 2020-11-29 No 4 M Direct
8,316 2020-06-26 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was affected pursuant to the Rule 10b5-1 plan adopted by the reporting person on August 29, 2013
  2. The initial RSU grant for 5,128 vest in four equal installments, of which the first installment vested on 2/17/2012. Vesting shall continue provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
  3. 25% of the granted 23,160 shares became exercisable on 6/27/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
  4. 25% of the granted 13,623 shares became exercisable on 11/30/2011. The remaining vest in a series of 36 equal monthly installments provided the Reporting Person continues to provide services to ZELTIQ Aesthetics, Inc.
  5. 25% of the granted 17, 710 shares became exercisable on 5/22/2008 and are fully vested.