Filing Details
- Accession Number:
- 0001181431-13-056195
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 20:51:18
- Reporting Period:
- 2013-10-31
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 19:51:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056239 | L 3 Communications Holdings Inc | LLL | Radio & Tv Broadcasting & Communications Equipment (3663) | 133937434 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519012 | Susan Opp | C/O L-3 Communications Corporation 600 Third Avenue New York NY 10016 | See Remarks | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-31 | 12,510 | $76.82 | 32,567 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 12,510 | $100.13 | 20,057 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 1,304 | $75.32 | 21,361 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 1,304 | $100.37 | 20,057 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 652 | $69.18 | 20,709 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 652 | $100.38 | 20,057 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 6,933 | $67.49 | 26,990 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 6,933 | $100.38 | 20,057 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 7,805 | $92.31 | 27,862 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 7,805 | $100.38 | 20,057 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 14,683 | $86.41 | 34,740 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 14,683 | $100.38 | 20,057 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 5,210 | $95.42 | 25,267 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 5,210 | $100.71 | 20,057 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 2/24/11 Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 12,510 | $0.00 | 12,510 | $76.82 |
Common Stock | 10/10/05 Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 1,304 | $0.00 | 1,304 | $75.32 |
Common Stock | 08/02/06 Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 652 | $0.00 | 652 | $69.18 |
Common Stock | 2/22/2012 Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 6,933 | $0.00 | 6,933 | $67.49 |
Common Stock | 7/29/08 Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 7,805 | $0.00 | 7,805 | $92.31 |
Common Stock | 2/23/10 Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 14,683 | $0.00 | 14,683 | $86.41 |
Common Stock | 08/01/07 Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 5,210 | $0.00 | 5,210 | $95.42 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-02-24 | No | 4 | M | Direct | |
0 | 2015-10-10 | No | 4 | M | Direct | |
0 | 2016-08-02 | No | 4 | M | Direct | |
0 | 2022-02-22 | No | 4 | M | Direct | |
0 | 2018-07-29 | No | 4 | M | Direct | |
0 | 2020-02-23 | No | 4 | M | Direct | |
0 | 2017-08-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 6,327 | Indirect | By husband |
Footnotes
- Represents weighted average sale price for price increments ranging from $100.22 to $100.65. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $100.21 to $100.53. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $100.28 to $100.50. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $100.22 to $100.64. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $100.23 to $100.65. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $100.22 to $100.65. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents weighted average sale price for price increments ranging from $100.63 to $100.78. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects additional shares acquired through the Company's Employee Stock Purchase Plan and Master Savings (401(k)) Plan.
- Does not include shares issuable upon the exercise of options.
- This option vests annually in equal one-third increments beginning on the one-year anniversary of the grant date.