Filing Details

Accession Number:
0001009626-13-000099
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-01 20:31:20
Reporting Period:
2013-10-30
Filing Date:
2013-11-01
Accepted Time:
2013-11-01 19:31:20
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1009626 Brocade Communications Systems Inc BRCD Computer Peripheral Equipment, Nec (3577) 770409517
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1281634 W Daniel Fairfax 130 Holger Way
San Jose CA 95134
Cfo, Vp Of Finance No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-30 25,000 $8.00 150,000 No 4 S Indirect By Trust
Common Stock Acquisiton 2013-11-01 13,666 $0.00 93,101 No 4 M Direct
Common Stock Disposition 2013-11-01 5,135 $8.06 87,966 No 4 F Direct
Common Stock Acquisiton 2013-11-01 37,500 $0.00 125,466 No 4 M Direct
Common Stock Disposition 2013-11-01 14,092 $8.06 111,374 No 4 F Direct
Common Stock Acquisiton 2013-11-01 16,667 $0.00 128,041 No 4 M Direct
Common Stock Disposition 2013-11-01 6,263 $8.06 121,778 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Trust
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2013-11-01 13,666 $0.00 13,666 $0.00
Common Stock Restricted Stock Units Disposition 2013-11-01 37,500 $0.00 37,500 $0.00
Common Stock Restricted Stock Units Disposition 2013-11-01 16,667 $0.00 16,667 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-11-01 No 4 M Direct
37,500 2014-11-01 No 4 M Direct
33,333 2015-11-01 No 4 M Direct
Footnotes
  1. Shares sold pursuant to 10b5-1 trading plan previously adopted by the reporting person.
  2. Reflects shares held by the Daniel and Linda Fairfax Revocable Trust, over which the Reporting Person and his spouse exercise investment and voting control.
  3. Reflects the conversion of previously granted restricted stock units into shares of Brocade common stock in connection with the vesting of the restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock.
  4. Shares automatically withheld for payment of tax withholding liability in connection with vesting of the restricted stock units pursuant to terms of the restricted stock unit agreement.
  5. Each restricted stock unit represents a contingent right to receive one share of Brocade common stock.