Filing Details
- Accession Number:
- 0001209191-13-050238
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 19:01:48
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 19:01:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1337553 | Aerie Pharmaceuticals Inc | AERI | Biological Products, (No Disgnostic Substances) (2836) | 203109565 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252014 | J Richard Rubino | C/O Aerie Pharmaceuticals, Inc. 135 U.s. Highway 206, Suite 15 Bedminster NJ 07921 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-30 | 10,000 | $10.00 | 381,034 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- These shares of Common Stock were purchased in connection with the issuer's initial public offering (the "IPO") at the IPO price pursuant to a registration statement on Form S-1 under the Securities Act of 1933, as amended, pursuant to a directed share program under which certain shares of Common Stock offered in the IPO were sold to the issuer's directors, officers, employees, consultants and other individuals associated with the issuer.
- The shares of Common Stock consist of (i) 10,000 shares purchased through the directed share program in connection with the IPO (ii) 200,973 shares of restricted Common Stock granted on March 21, 2013, which award is vested with respect to 53,134 shares with the remaining shares of restricted Common Stock vesting in equal installments on each monthly anniversary of the date of grant such that the award will be fully vested on March 21, 2015; and (iii) 170,061 shares of restricted Common Stock granted on March 21, 2013, which award is vested with respect to 42,515 shares with the remaining shares of restricted Common Stock vesting in equal installments on the 14th day of each month such that the award will be fully vested on October 14, 2016.