Filing Details
- Accession Number:
- 0001209191-13-050237
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 18:59:45
- Reporting Period:
- 2013-10-31
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 18:59:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1431897 | Annie's Inc. | BNNY | Food And Kindred Products (2000) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1545600 | M. John Foraker | C/O Annie'S, Inc. 1610 Fifth Street Berkeley CA 94710 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-31 | 6,196 | $8.88 | 6,196 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-31 | 6,196 | $47.97 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Plan Stock Options (right to buy) | Disposition | 2013-10-31 | 3,098 | $0.00 | 3,098 | $8.88 |
| Common Stock | Non-Plan Stock Options (right to buy) | Disposition | 2013-10-31 | 3,098 | $0.00 | 3,098 | $8.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,098 | 2014-09-21 | No | 4 | M | Direct | |
| 3,098 | 2014-09-21 | No | 4 | M | Direct |
Footnotes
- The shares were sold pursuant to a stock trading plan (the "10b5-1 Plan") dated November 30, 2012, which complies with the requirements of Rule 10b5-1 under the Securities and Exchange Act of 1934, as amended. The terms of the 10b5-1 Plan were summarized in a Form 8-K filed with the Securities and Exchange Commission on December 5, 2012.
- This transaction was executed in multiple trades at prices ranging from $47.63 to $48.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Fully vested.
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