Filing Details
- Accession Number:
- 0001181431-13-056149
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 17:57:20
- Reporting Period:
- 2013-10-29
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 17:57:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1444363 | Gain Capital Holdings Inc. | GCAP | Commodity Contracts Brokers & Dealers (6221) | 204568600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536870 | Michel Daher | Ferzol Main Road, Po Box 241 Bekaa Valley M8 1107 | No | No | Yes | No | |
1537950 | Abdallah Daher | Po Box 241 Ferzol Main Road Ferzol M8 M8 | No | No | Yes | No | |
1562059 | Ltd Assets Global Master | Walkers Corporate Services (Bvi) Limited Walkers Chambers 171 Main Street Road Town Tortola D8 D8 VG91110 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-10-29 | 42,335 | $11.34 | 5,087,923 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 12,380 | $11.34 | 5,075,543 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-31 | 40,313 | $10.50 | 5,035,230 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The shares reported on this Form 4 are owned directly by Master Global Assets Limited ("MGAL"). This Form 4 is being filed jointly by MGAL, Michel Daher and Abdallah Daher. Michel Daher and Abdallah Daher may be deemed to indirectly beneficially own the shares owned directly by MGAL because they are both the owners and directors of MGAL. Michel Daher and Abdallah Daher disclaim beneficial ownership of such shares except to the extent of their respective pecuniary interest therein. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934 or otherwise, Michel Daher or Abdallah Daher is the beneficial owner of any of the securities reported herein.
- The average sale price was $11.338. The highest sale price was $11.41, and the lowest sale price was $11.30. The reporting persons undertake to provide to GAIN, any security holder of GAIN, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- The average sale price was $11.343. The highest sale price was $11.45, and the lowest sale price was $11.30. The reporting persons undertake to provide to GAIN, any security holder of GAIN, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (3) to this Form 4.
- The average sale price was $10.502. The highest sale price was $10.55, and the lowest sale price was $10.50. The reporting persons undertake to provide to GAIN, any security holder of GAIN, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.