Filing Details
- Accession Number:
- 0001179110-13-015965
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 17:32:41
- Reporting Period:
- 2013-10-31
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 17:32:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
31462 | Ecolab Inc | ECL | Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) | 410231510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1343364 | A Michael Hickey | 370 Wabasha Street North Saint Paul MN 55102 | Evp & Pres. Global Inst. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-31 | 30,300 | $34.08 | 57,983 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 30,300 | $106.37 | 27,712 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 30,300 | $0.00 | 30,300 | $34.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-12-07 | 2015-12-07 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 3,771 | Indirect | By Ecolab Savings Plan |
Footnotes
- Includes 10.459 shares acquired by reporting person on April 18, 2013, 9.390 acquired on July 18, 2013 and 8.523 shares acquired on October 18, 2013 by dividend reinvestment under the Dividend Reinvestment Plan for shareholders of Ecolab sponsored by Computershare Trust Company, N.A.
- Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of September 30, 2013. Includes 37.372 UNITS acquired since the reporting person's last report. (The 3,770.513 UNITS are the equivalent of approximtely 6,971 shares of the issuer's Common Stock.)
- Option granted under the Ecolab Inc. 2005 Stock Incentive Plan on December 7, 2005. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining shares on the third anniversary of the date of grant.