Filing Details
- Accession Number:
- 0001181431-13-056133
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 17:06:05
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 17:06:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
319201 | Kla Tencor Corp | KLAC | Optical Instruments & Lenses (3827) | 042564110 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582049 | D. Bren Higgins | One Technology Drive Milpitas CA 95035 | Evp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-30 | 280 | $58.10 | 280 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-30 | 280 | $65.59 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2013-10-30 | 280 | $0.00 | 280 | $58.10 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock - Restricted Stock Units | 27,145 | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $65.59 to $65.60. The price reported above reflects the weighted-average sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of KLA-Tencor common stock.
- Does not include performance-based RSUs, if any, held by the Reporting Person for which an assessment has not yet been made regarding the achievement of the applicable performance goals. Any such holdings will be reported on a Form 4 within two business days of the date such assessment is made.
- Represents a stock option granted on January 27, 2004, granting the Reporting Person the right to purchase up to 280 shares of KLA-Tencor common stock. 56 of the shares subject to this stock option vested on October 27, 2004, and 1/48th of the remaining 224 shares subject to this stock option vested on November 27, 2004 and each monthly anniversary thereafter until October 27, 2008.