Filing Details
- Accession Number:
- 0001179110-13-015959
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 17:04:14
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 17:04:14
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1800 | Abbott Laboratories | ABT | Pharmaceutical Preparations (2834) | 360698440 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1587070 | Jaime Contreras | 100 Abbott Park Road Abbott Park IL 60064 | Senior Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares Without Par Value | Acquisiton | 2013-10-30 | 21,108 | $33.37 | 44,841 | No | 4 | M | Direct | |
Common Shares Without Par Value | Acquisiton | 2013-10-30 | 1,545 | $35.08 | 46,386 | No | 4 | M | Direct | |
Common Shares Without Par Value | Disposition | 2013-10-30 | 22,653 | $36.83 | 23,733 | No | 4 | S | Direct | |
Common Shares Without Par Value | Acquisiton | 2013-10-30 | 2,715 | $35.08 | 4,781 | No | 4 | M | Indirect | By spouse |
Common Shares Without Par Value | Disposition | 2013-10-30 | 2,715 | $37.01 | 2,066 | No | 4 | S | Indirect | By spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Indirect | By spouse |
No | 4 | S | Indirect | By spouse |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Option (right to buy) | Disposition | 2013-10-30 | 21,108 | $0.00 | 21,108 | $33.37 |
Common Shares | Option (right to buy) | Disposition | 2013-10-30 | 1,545 | $0.00 | 1,545 | $35.08 |
Common Shares | Option (right to buy) | Disposition | 2013-10-30 | 2,715 | $0.00 | 2,715 | $35.08 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2013-07-15 | 2014-02-19 | No | 4 | M | Direct |
0 | 2013-08-20 | 2014-02-19 | No | 4 | M | Direct |
0 | 2013-08-20 | 2014-02-19 | No | 4 | M | Indirect |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares Without Par Value | 20 | Indirect | Profit Sharing Trust |
Common Shares Without Par Value | 63,903 | Indirect | Jaime Contreras Marvan 2006 Living Trust |
Common Shares Without Par Value | 16 | Indirect | Profit Sharing Trust (by spouse) |
Common Shares Without Par Value | 12,081 | Indirect | Living Trust (by spouse) |
Footnotes
- Balance in the Abbott Laboratories Stock Retirement Trust as of October 30, 2013.
- Held in the Jaime Contreras Marvan 2006 Living Trust. The reporting person is sole trustee of the trust. The trust is revocable.
- The reporting person disclaims beneficial ownership of all securities held by his spouse.
- Held in spouse's living trust. The reporting person's spouse is sole trustee of the trust. The trust is revocable. The reporting person disclaims beneficial ownership of these securities.
- Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3.