Filing Details
- Accession Number:
- 0001526944-13-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 16:43:42
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 16:43:42
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1526944 | Eric Woon | 140 John James Audubon Parkway Amherst NY 14228 | Vice President - Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-10-30 | 610 | $26.55 | 9,515 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 10,125 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $14.80 | 2013-01-25 | 2020-01-24 | 708 | 9,292 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 1,611 | 1,611 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $19.50 | 2012-05-23 | 2021-05-22 | 2,180 | 2,180 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.43 | 2013-05-21 | 2022-05-20 | 5,228 | 5,228 | Direct |
| Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.95 | 2023-05-20 | 4,970 | 4,970 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-24 | 708 | 9,292 | Direct |
| 2020-05-16 | 1,611 | 1,611 | Direct |
| 2021-05-22 | 2,180 | 2,180 | Direct |
| 2022-05-20 | 5,228 | 5,228 | Direct |
| 2023-05-20 | 4,970 | 4,970 | Direct |
Footnotes
- Includes 8,525 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 114 shares become fully fested and non-forfeitable on 5/17/2014, 773 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2013, 2,408 units become fully vested and non-forfeitable 25% per year for four years beginning 5/21/2013, 2,356 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 2,874 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
- The reporting person exercised 708 options on 10/30/2013. 2,625 options are excerisable, subject to IRS limitations and the remaining 6,667 options become exercisable 50% per year for two years beginning 1/25/2014, if reporting person remain an employee of issuer.
- Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
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