Filing Details
- Accession Number:
- 0001127602-13-030198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 16:34:34
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 16:34:34
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72971 | Wells Fargo & Company | WFC | National Commercial Banks (6021) | 410449260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1201258 | G John Stumpf | 420 Montgomery Street San Francisco CA 94104 | President, Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1 2/3 Par Value | Disposition | 2013-10-30 | 300,000 | $43.18 | 260,080 | No | 4 | S | Indirect | Through Family Trust |
Common Stock, $1 2/3 Par Value | Acquisiton | 2013-10-30 | 550,260 | $28.43 | 856,273 | No | 4 | M | Direct | |
Common Stock, $1 2/3 Par Value | Disposition | 2013-10-30 | 460,696 | $43.10 | 395,577 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Through Family Trust |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $1 2/3 Par Value | Employee Stock Purchase Option | Disposition | 2013-10-30 | 550,260 | $0.00 | 550,260 | $28.43 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-02-24 | 2014-02-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1 2/3 Par Value | 87,465 | Indirect | Through 401(k) Plan |
Common Stock, $1 2/3 Par Value | 7,436 | Indirect | Through Ira |
Common Stock, $1 2/3 Par Value | 112,000 | Indirect | Through JJS 2011 Irrevocable Trust |
Common Stock, $1 2/3 Par Value | 150,000 | Indirect | Through RT 2011 Irrevocable Trust |
Common Stock, $1 2/3 Par Value | 4,675 | Indirect | Through Self Employed Pension Plan |
Common Stock, $1 2/3 Par Value | 5,178 | Indirect | Through Spouse's Ira |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $43.13 to $43.29, inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the ranges set forth in footnote (1) to this Form 4.
- Reflects share equivalent of units in Wells Fargo ESOP Fund of 401(k) Plan (the "Plan") as of September 30, 2013, as if investable cash equivalents held by Plan were fully invested in Company common stock.
- Includes the following shares of Company common stock acquired under the Company's dividend reinvestment plan: 53.526 shares on 9/3/2013.
- Includes the following shares of Company common stock acquired under the Company's dividend reinvestment plan: 33.65 shares on 9/3/2013.
- Includes the following shares of Company common stock acquired under the Company's dividend reinvestment plan: 37.274 shares on 9/3/2013.