Filing Details
- Accession Number:
- 0001140361-13-040295
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 16:10:01
- Reporting Period:
- 2013-10-31
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 16:10:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1371446 | Fbr & Co. | FBRC | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1437165 | C James Neuhauser | 1001 Nineteenth Street North Arlington VA 22209 | Ex Vp - Chief Inv Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-10-31 | 7,711 | $26.37 | 1,682 | No | 4 | S | Indirect | By wife |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By wife |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 136,740 | Direct |
Footnotes
- Represents shares of the Issuer's common stock held by the reporting person's spouse.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.27 to $26.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) of this Form 4.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.