Filing Details
- Accession Number:
- 0000950138-13-000475
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 16:07:39
- Reporting Period:
- 2013-10-31
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 16:07:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113809 | Build A Bear Workshop Inc | BBW | Retail-Hobby, Toy & Game Shops (5945) | 431883836 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1306308 | Teresa Kroll | C/O Build-A-Bear Workshop, Inc. 1954 Innerbelt Business Center Drive St. Louis MO 63114 | Ch. Mkt. & Ent. Bear | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-31 | 7,140 | $5.11 | 33,784 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 6,720 | $6.59 | 40,504 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 3,846 | $6.21 | 44,350 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 23,311 | $7.43 | 21,039 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 7,140 | $0.00 | 7,140 | $5.11 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 6,720 | $0.00 | 6,720 | $6.59 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-31 | 3,846 | $0.00 | 3,846 | $6.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-03-17 | No | 4 | M | Direct | |
3,360 | 2020-03-23 | No | 4 | M | Direct | |
3,846 | 2021-03-22 | No | 4 | M | Direct |
Footnotes
- Exercise of stock options exempt under Rule 16b-3.
- 17,706 of such shares sold as part of a cashless exercise of employee stock options.
- After giving effect to the transactions reported in this Form 4, Ms. Kroll directly beneficially owns 0 shares of common stock and 21,039 shares of restricted stock of Build-A-Bear Workshop, Inc. In addition, Ms. Kroll holds vested options to purchase 16,500 shares and unvested options to purchase 7,206 shares of Build-A-Bear Workshop, Inc. common stock.
- Under the terms of the grant, the options vested in four equal annual installments beginning on March 17, 2010, which was the first anniversary of the date of the grant.
- Under the terms of the grant, the options vested in four equal annual installments beginning on March 23, 2011, which was the first anniversary of the date of the grant.
- Under the terms of the grant, the options vested in four equal annual installments beginning on March 22, 2012, which was the first anniversary of the date of the grant.