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Filing Details

Accession Number:: 0001209191-13-050180
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-01 16:05:13
Reporting Period:: 2013-10-31

Filing Date:: 2013-11-01
Accepted Time:: 2013-11-01 16:05:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
722256	Hudson Valley Holding Corp	HVB	State Commercial Banks (6022)	133148745

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1322722	J Andrew Reinhart	C/O 21 Scarsdale Road Yonkers NY 10707	1Stsrvp, Controller&Astreasur	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-31	5,230	$16.98	29,342	No	4	M	Direct
Common Stock	Disposition	2013-10-31	5,230	$18.78	24,112	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right-to-Buy)	Disposition	2013-10-31	5,230	$0.00	5,230	$16.98

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0		2014-01-01	No	4	M	Direct

Reported Derivative Holdings

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Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Options (Right-to-Buy)	$18.78		2015-01-01	5,637	5,637	Direct
Common Stock	Employee Stock Options (Right-to-Buy)	$23.76		2016-02-07	5,126	5,126	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2015-01-01	5,637	5,637	Direct
2016-02-07	5,126	5,126	Direct

Footnotes

Includes 2,172 shares of Restricted Stock vesting at 25% per year over 4 years, beginning on the date of the grant (March 6, 2013). Accordingly, 543 shares have vested. 543 shares will vest on each of March 6, 2014, March 6, 2015 and March 6, 2016.
Includes 1,980 shares of Restricted Stock vesting at 25% per year over 4 years beginning on the date of the grant (March 14, 2012). Accordingly, 990 shares have vested. 495 shares will vest on each of March 14, 2014 and March 14, 2015.
Includes 15,000 shares of Restricted Stock vesting at 25% over 4 years on the anniversary of the grant (12/7/2013), at a rate of 15% for each of the first and second year and a rate of 35% for each of the third and fourth year. Accordingly, 2,250 shares will vest on each of 12/7/2013 and 12/7/2014 and 5,250 shares will vest on each of 12/7/2015 and 12/7/2016.
Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2004. Accordingly, all options are presently exercisable.
Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 01/01/2005. Accordingly, all options are presently exercisable.
Options became exercisable at 20% per year over 5 years on the anniversary of the grant, beginning on the first anniversary of the date of the original grant of 02/07/2006. Accordingly, all options are presently exercisable.