Filing Details
- Accession Number:
- 0001526944-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 15:07:46
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 15:07:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1526944 | Eric Woon | 140 John James Audubon Parkway Amherst NY 14228 | Vice President - Apac | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-30 | 708 | $14.80 | 10,833 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-30 | 708 | $26.50 | 10,125 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | Acquisiton | 2013-10-30 | 708 | $0.00 | 708 | $14.80 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
9,292 | 2013-01-25 | 2020-01-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,125 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 1,724 | 1,724 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $19.50 | 2012-05-23 | 2021-05-22 | 2,334 | 2,334 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.43 | 2013-05-21 | 2022-05-20 | 5,517 | 5,571 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.95 | 2023-05-20 | 4,970 | 4,970 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2020-05-16 | 1,724 | 1,724 | Direct |
2021-05-22 | 2,334 | 2,334 | Direct |
2022-05-20 | 5,517 | 5,571 | Direct |
2023-05-20 | 4,970 | 4,970 | Direct |
Footnotes
- Includes 9,135 shares of restricted stock units issued to reporting person, subject to forfeiture in whole or part; 227 shares become fully fested and non-forfeitable on 5/17/2014, 927 shares become fully vested and non-forfeitable 33.33% per year for three years beginning 5/23/2013, 2,751 units become fully vested and non-forfeitable 25% per year for four years beginning 5/21/2013, 2,356 shares become fully vested and non-forfeitable 25% per year for four years beginning 5/20/2014, and the remaining 2,874 shares become fully vested and non-forfeitable on 5/21/2015, if reporting person remains an employee of issuer.
- The reporting person exercised 708 options on 10/30/2013. The remaining 9,292 options become exercisable 50% per year for two years beginning 1/25/2014, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/17/2011, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.