Filing Details
- Accession Number:
- 0000092380-13-000117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 13:35:38
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 13:35:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
92380 | Southwest Airlines Co | LUV | Air Transportation, Scheduled (4512) | 741563240 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381318 | E Robert Jordan | Southwest Airlines Co. 2702 Love Field Drive Dallas TX 75235-1908 | Evp, Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-30 | 8,800 | $15.51 | 271,368 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-30 | 65,000 | $12.18 | 336,368 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-30 | 80,000 | $6.75 | 416,368 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-30 | 2,400 | $17.02 | 413,968 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 21,683 | $17.03 | 392,285 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 1,600 | $17.03 | 390,685 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 8,084 | $17.03 | 382,601 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 2,100 | $17.03 | 380,501 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 2,550 | $17.03 | 377,951 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 12,716 | $17.04 | 365,235 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 600 | $17.04 | 364,635 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 15,426 | $17.04 | 349,209 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 12,500 | $17.04 | 336,709 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 13,895 | $17.04 | 322,814 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 56,000 | $17.05 | 266,814 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 100 | $17.05 | 266,714 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 1,846 | $17.05 | 264,868 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 2,300 | $17.06 | 262,568 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-30 | 8,800 | $0.00 | 8,800 | $15.51 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-30 | 65,000 | $0.00 | 65,000 | $12.18 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-30 | 80,000 | $0.00 | 80,000 | $6.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-01-23 | No | 4 | M | Direct | |
0 | 2018-01-31 | No | 4 | M | Direct | |
0 | 2019-02-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,438 | Indirect | By ProfitSharing Plan |
Footnotes
- The option was 100% vested at the time of exercise.