Filing Details
- Accession Number:
- 0000855658-13-000125
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 12:43:07
- Reporting Period:
- 2013-10-29
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 12:43:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855658 | Lattice Semiconductor Corp | LSCC | Semiconductors & Related Devices (3674) | 930835214 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1232558 | S Patrick Jones | 5555 N.e. Moore Ct. Hillsboro OR 97124 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-29 | 13,500 | $4.50 | 49,839 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-29 | 13,500 | $5.00 | 36,339 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-10-29 | 13,500 | $0.00 | 13,500 | $4.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 58,500 | 2005-08-01 | 2015-02-01 | No | 4 | M | Direct |
Footnotes
- The transaction indicated was conducted under an approved 10b5-1 Plan.
- The price indicated is the weighted average sale price for the shares sold. The individual sale prices for the shares indicated range from $5.00 to $5.02.
- This option to purchase shares of common stock vests as follows: 12.5% of the total amount vests on 8/1/2005 and an additional 6.25% of the total amount vests each three months thereafter until fully vested on 2/1/2009.
Billionaire Hedge Funds
