Filing Details
- Accession Number:
- 0001181431-13-056057
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 12:25:00
- Reporting Period:
- 2013-10-31
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 12:25:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
802681 | Bryn Mawr Bank Corp | BMTC | State Commercial Banks (6022) | 232434506 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328295 | E David Lees | Mycio Wealth Partners 2929 Arch Street, Suite 650 Philadelphia PA 19104-7396 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-31 | 3,500 | $21.21 | 9,717 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 2,625 | $19.11 | 12,342 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 4,960 | $28.03 | 7,382 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Options to Purchase Common Stock | Disposition | 2013-10-31 | 2,625 | $19.11 | 2,625 | $19.11 |
Common Stock | Options to Purchase Common Stock | Disposition | 2013-10-31 | 3,500 | $21.21 | 3,500 | $21.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-07-01 | 2015-07-01 | No | 4 | M | Direct |
0 | 2005-12-12 | 2015-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 14,117 | Indirect | By Spouse |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Phantom Stock | $26.36 | 15 | 2,316 | Direct | ||
Common Stock | Phantom Stock | $26.47 | 26 | 4,121 | Direct | ||
Common Stock | Options to Purchase Common Stock | $22.00 | 2008-08-29 | 2017-08-29 | 3,500 | 3,500 | Direct |
Common Stock | Options to Purchase Common Stock | $24.27 | 2009-08-18 | 2018-08-18 | 3,500 | 3,500 | Direct |
Common Stock | Options to Purchase Common Stock | $18.27 | 2010-08-21 | 2019-08-21 | 4,475 | 4,475 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
15 | 2,316 | Direct | |
26 | 4,121 | Direct | |
2017-08-29 | 3,500 | 3,500 | Direct |
2018-08-18 | 3,500 | 3,500 | Direct |
2019-08-21 | 4,475 | 4,475 | Direct |
Footnotes
- These options were granted to the reporting person under BMBC's 2004 Stock Option Plan in a transaction exempt under Rule 16b-3.
- Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable, in cash, upon the reporting person's termination of service as a director.
- Held in BMBC Deferred Comp. Plan for Directors.
- Held in Bryn Mawr Trust Company Deferred Comp. Plan for Directors.
- These options become exercisable over a five (5) year period in 20% increments starting on 8/29/08 and on each 8/29 thereafter until the options are fully exercisable.
- These options were granted to the reporting person under BMBC's 2007 Long-term Incentive Plan.
- The options become exercisable over a five (5) year period in 20% increments starting on 8/18/2009 and on each 8/18 thereafter until the options are fully exercisable.
- The options become exercisable over a five (5) year period in 20% increments starting on 8/21/2010 and on each 8/21 thereafter until the options are fully exercisable.
- The breakdown of the sale is as follows: 1730 shs. @ $28; 303 shs. @ $28.01; 200 shs. @ $28.04; 1000 shs. @ $28.0114; 500 shs. @ $28.105; 100 shs. @ $28.12; 700 shs. @ $28.0601; 300 shs. @ $28.06; 127 shs. @ $28.1.