Filing Details
- Accession Number:
- 0001127602-13-030116
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-01 10:19:51
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-11-01
- Accepted Time:
- 2013-11-01 10:19:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1113169 | Price T Rowe Group Inc | TROW | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 522264646 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1221781 | Alfred Sommer | T. Rowe Price Group, Inc. P.o. Box 89000 Baltimore MD 21289-0320 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-30 | 5,078 | $27.46 | 23,175 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-30 | 4,062 | $27.16 | 27,237 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-30 | 9,140 | $78.06 | 18,097 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Options (Right to Buy) | Disposition | 2013-10-30 | 5,078 | $0.00 | 5,078 | $27.46 |
Common Stock | Stock Options (Right to Buy) | Disposition | 2013-10-30 | 4,062 | $0.00 | 4,062 | $27.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2005-10-29 | 2014-10-29 | No | 4 | M | Direct |
0 | 2006-04-29 | 2015-04-29 | No | 4 | M | Direct |
Footnotes
- As required under the relevant plan and option agreements, the strike price and number of shares subject to outstanding stock options were adjusted by 1.56% on December 13, 2012, the ex-dividend date, as a result of a special dividend that was declared by T. Rowe Price Group, Inc.
- The range of prices for this transaction were $78.07 to $78.11. Will provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each seperate price.