Filing Details
- Accession Number:
- 0000914190-13-000757
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-31 19:47:37
- Reporting Period:
- 2013-10-29
- Filing Date:
- 2013-10-31
- Accepted Time:
- 2013-10-31 19:47:37
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1195116 | Arno Therapeutics Inc | ARNI | Pharmaceutical Preparations (2834) | 522286452 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189507 | Phd F William Hamilton | C/O Arno Therapeutics, Inc. 200 Route 3J, Suite 104 Flemington NJ 08822 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-29 | 20,833 | $0.00 | 22,079 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | 2013 Series D Warrants (right to buy) | Acquisiton | 2013-10-29 | 20,833 | $0.00 | 20,833 | $4.00 |
| Common Stock | 2013 Series E Warrants (right to buy) | Acquisiton | 2013-10-29 | 20,833 | $0.00 | 20,833 | $2.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,833 | 2013-10-29 | 2018-10-29 | No | 4 | P | Direct |
| 20,833 | 2013-10-29 | 2014-10-31 | No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | $8.00 | 2019-09-29 | 3,750 | 3,750 | Direct | |
| Common Stock | Stock Option (right to buy) | $8.00 | 2020-11-05 | 1,250 | 1,250 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2019-09-29 | 3,750 | 3,750 | Direct |
| 2020-11-05 | 1,250 | 1,250 | Direct |
Footnotes
- The reported securities are included within 20,833 Issuer units purchased by the Reporting Person for $2.40 per unit. Each unit consists of one share of common stock, a 2013 Series D Warrant to purchase one share of common stock, and a 2013 Series E Warrant to purchase one share of common stock.
- Currently exercisable.
- Vests in three equal annual installments commencing 11/5/11.
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