Filing Details
- Accession Number:
- 0001209191-13-050074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-31 19:27:27
- Reporting Period:
- 2013-10-29
- Filing Date:
- 2013-10-31
- Accepted Time:
- 2013-10-31 19:27:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 719739 | Svb Financial Group | SIVB | State Commercial Banks (6022) | 942856336 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245213 | J Marc Verissimo | Svb Financial Group 3005 Tasman Drive Santa Clara CA 95054 | Chief Strategy Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-29 | 6,150 | $52.72 | 21,917 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-29 | 6,150 | $96.25 | 15,767 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Disposition | 2013-10-29 | 6,150 | $52.72 | 6,150 | $52.72 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-05-22 | 2014-05-22 | No | 4 | M | Direct |
Footnotes
- The 6,150 shares were sold through separate trades, with the sale prices ranging from $96.09 to $96.40 and at a weighted average sale price of $96.2526.
Billionaire Hedge Funds
