Filing Details
- Accession Number:
- 0001209191-13-050052
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-31 18:21:17
- Reporting Period:
- 2013-10-29
- Filing Date:
- 2013-10-31
- Accepted Time:
- 2013-10-31 18:21:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1092699 | Sps Commerce Inc | SPSC | Services-Prepackaged Software (7372) | 411593154 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1489265 | J. James Frome | 333 South Seventh Street Suite 1000 Minneapolis MN 55402 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-29 | 3,817 | $0.37 | 16,386 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-29 | 3,416 | $75.30 | 12,970 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-29 | 401 | $75.87 | 12,569 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-30 | 2,858 | $0.37 | 15,427 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-30 | 3,027 | $12.00 | 18,454 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-30 | 2,460 | $72.63 | 15,994 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 2,766 | $73.29 | 13,228 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 559 | $74.19 | 12,669 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-30 | 100 | $75.16 | 12,569 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 11,013 | $12.00 | 23,582 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 2,989 | $68.48 | 20,593 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-31 | 3,771 | $69.68 | 16,822 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-31 | 3,600 | $70.84 | 13,222 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-10-31 | 653 | $71.53 | 12,569 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Commmon Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-29 | 3,817 | $0.00 | 3,817 | $0.37 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-30 | 2,858 | $0.00 | 2,858 | $0.37 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-10-30 | 3,027 | $0.00 | 3,027 | $12.00 |
Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-10-31 | 11,013 | $0.00 | 11,013 | $12.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,858 | 2016-03-31 | No | 4 | M | Direct | |
0 | 2016-03-31 | No | 4 | M | Direct | |
53,043 | 2020-04-26 | No | 4 | M | Direct | |
42,030 | 2020-04-26 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b-5 trading plan adopted by the reporting person.
- Reflects the weighted average price of 3,416 shares of common stock of SPS Commerce, Inc. sold by the reporting person in multiple transactions on 10/29/2013 with sale prices ranging from $74.58 to $75.55 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 401 shares of common stock of SPS Commerce, Inc. sold by the reporting person in multiple transactions on 10/29/2013 with sale prices ranging from $75.58 to $76.24 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 2,460 shares of common stock of SPS Commerce, Inc. sold by the reporting person in multiple transactions on 10/30/2013 with sale prices ranging from $71.95 to $72.92 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 2,766 shares of common stock of SPS Commerce, Inc. sold by the reporting person in multiple transactions on 10/30/2013 with sale prices ranging from $72.95 to $73.94 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 559 shares of common stock of SPS Commerce, Inc. sold by the reporting person in multiple transactions on 10/30/2013 with sale prices ranging from $73.96 to $74.46 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 100 shares of common stock of SPS Commerce, Inc. sold by the reporting person in multiple transactions on 10/30/2013 with sale prices ranging from $75.16 to $75.16 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 2,989 shares of common stock of SPS Commerce, Inc. sold by the reporting person in multiple transactions on 10/31/2013 with sale prices ranging from $68.13 to $69.10 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 3,771 shares of common stock of SPS Commerce, Inc. sold by the reporting person in multiple transactions on 10/31/2013 with sale prices ranging from $69.23 to $70.19 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 3,600 shares of common stock of SPS Commerce, Inc. sold by the reporting person in multiple transactions on 10/31/2013 with sale prices ranging from $70.25 to $71.21 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 653 shares of common stock of SPS Commerce, Inc. sold by the reporting person in multiple transactions on 10/31/2013 with sale prices ranging from $71.27 to $71.63 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Fully vested.
- This option vests as to (i) 1/4th of the shares subject to this option on May 1, 2011 and (ii) 1/36th of the remaining shares subject to this option on the 1st day of each month, commencing on June 1, 2011.