Filing Details
- Accession Number:
- 0001140361-13-040152
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-31 17:08:58
- Reporting Period:
- 2013-10-31
- Filing Date:
- 2013-10-31
- Accepted Time:
- 2013-10-31 17:08:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1317448 | J Brian Rice | Royal Caribbean Cruises Ltd. 1050 Caribbean Way Miami FL 33132 | Vice Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-31 | 16,084 | $7.27 | 103,347 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-10-31 | 5,117 | $25.16 | 108,464 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-31 | 14,780 | $42.40 | 93,684 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-10-31 | 16,084 | $0.00 | 16,084 | $7.27 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-10-31 | 5,117 | $0.00 | 5,117 | $25.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2019-02-10 | No | 4 | M | Direct | |
5,117 | 2020-02-08 | No | 4 | M | Direct |
Footnotes
- Represents the weighted-average sale price per share of a series of transactions, all of which were executed on October 31, 2013. The actual sale prices ranged from a low of $42.22 to a high of $42.52. The Reporting Person undertakes to provide upon request of the SEC Staff, Royal Caribbean Cruises Ltd. or a Royal Caribbean Cruises Ltd. security holder full information regarding the number of shares sold at each price within the range.
- Immediately.