Filing Details
- Accession Number:
- 0000350894-13-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-31 16:18:12
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-10-31
- Accepted Time:
- 2013-10-31 15:18:12
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
350894 | Sei Investments Co | SEIC | Security Brokers, Dealers & Flotation Companies (6211) | 231707341 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1191716 | Sarah Blumenstein | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock (Right To Purchase0 | Acquisiton | 2013-10-30 | 4,000 | $14.78 | 5,744 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-30 | 4,000 | $33.82 | 1,744 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | COMMON STOCK (RIGHT TO PURCHASE) | Acquisiton | 2013-10-30 | 4,000 | $14.78 | 4,000 | $14.78 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-12-11 | 2013-12-11 | No | 4 | M | Direct |