Filing Details
- Accession Number:
- 0001209191-13-049913
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-31 14:00:44
- Reporting Period:
- 2013-10-29
- Filing Date:
- 2013-10-31
- Accepted Time:
- 2013-10-31 14:00:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1411488 | Blackhawk Network Holdings Inc | HAWK | Finance Services (6199) | 432099257 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1572913 | N Jerry Ulrich | 5918 Stoneridge Mall Road Pleasanton CA 94588 | Cfo & Chief Admin Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2013-10-29 | 40,000 | $0.00 | 40,000 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2013-10-29 | 40,000 | $22.95 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2013-10-29 | 40,000 | $0.00 | 40,000 | $6.63 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2013-10-29 | 40,000 | $0.00 | 40,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2013-10-29 | 40,000 | $0.00 | 40,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-02-23 | No | 4 | M | Direct | |
| 76,725 | No | 4 | M | Direct | ||
| 36,725 | No | 4 | C | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class B Common Stock | $0.00 | 45,525 | 45,525 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 45,525 | 45,525 | Indirect |
Footnotes
- Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock at the election of the Reporting Person.
- Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock upon the occurrence of a Conversion Event, as such term is defined in section 3(a)(ii) of the Issuer's Amended and Restated Certificate of Incorporation.
- Transaction executed in multiple trades at prices ranging from $22.81 to $23.02 per share, inclusive. The price reported in column 4 of Table I above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The shares subject to this option are fully vested and exercisable.
- The shares are held by The Ulrich Family Trust Dated November 1, 1996 as Amended and Restated in 2011.
Billionaire Hedge Funds
