Filing Details
- Accession Number:
- 0001127602-13-030075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-31 13:39:50
- Reporting Period:
- 2013-10-30
- Filing Date:
- 2013-10-31
- Accepted Time:
- 2013-10-31 13:39:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1548438 | J Patrick Grismer | 1441 Gardiner Lane Louisville KY 40213 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-30 | 4,157 | $24.02 | 4,157 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-30 | 4,157 | $68.03 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-10-30 | 4,157 | $0.00 | 4,157 | $24.11 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,088 | 2006-11-18 | 2015-11-18 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 6,240 | Indirect | 401(k) Plan |
| Common Stock | 1,600 | Indirect | Family Trust |
| Common Stock | 8,500 | Indirect | Individual Retirement Account |
| Common Stock | 1,500 | Indirect | Personal Trust |
Footnotes
- Pursuant to 10b5-1 Plan
- This transaction was executed in multiple trades at prices ranging from $68.30 to $68.37. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
