Filing Details

Accession Number:
0001082906-13-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-30 21:06:43
Reporting Period:
2013-10-28
Filing Date:
2013-10-30
Accepted Time:
2013-10-30 21:06:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1065280 Netflix Inc NFLX Services-Video Tape Rental (7841) 770467272
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1082906 C Jay Hoag C/O Technology Crossover Ventures
528 Ramona Street
Palo Alto CA 94301
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-28 3,467 $323.07 990,867 No 4 S Indirect TCV VII, L.P.
Common Stock Disposition 2013-10-28 1,801 $323.07 514,574 No 4 S Indirect TCV VII (A), L.P.
Common Stock Disposition 2013-10-28 30 $323.07 8,569 No 4 S Indirect TCV Member Fund, L.P.
Common Stock Disposition 2013-10-28 3,174 $324.25 987,693 No 4 S Indirect TCV VII, L.P.
Common Stock Disposition 2013-10-28 1,649 $324.25 512,925 No 4 S Indirect TCV VII (A), L.P.
Common Stock Disposition 2013-10-28 27 $324.25 8,542 No 4 S Indirect TCV Member Fund, L.P.
Common Stock Disposition 2013-10-28 2,094 $325.13 985,599 No 4 S Indirect TCV VII, L.P.
Common Stock Disposition 2013-10-28 1,088 $325.13 511,837 No 4 S Indirect TCV VII (A), L.P.
Common Stock Disposition 2013-10-28 18 $325.13 8,524 No 4 S Indirect TCV Member Fund, L.P.
Common Stock Disposition 2013-10-28 590 $325.93 985,009 No 4 S Indirect TCV VII, L.P.
Common Stock Disposition 2013-10-28 305 $325.93 511,532 No 4 S Indirect TCV VII (A), L.P.
Common Stock Disposition 2013-10-28 5 $325.93 8,519 No 4 S Indirect TCV Member Fund, L.P.
Common Stock Acquisiton 2013-10-28 744 $67.17 744 No 4 M Direct
Common Stock Disposition 2013-10-28 744 $316.67 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect TCV VII, L.P.
No 4 S Indirect TCV VII (A), L.P.
No 4 S Indirect TCV Member Fund, L.P.
No 4 S Indirect TCV VII, L.P.
No 4 S Indirect TCV VII (A), L.P.
No 4 S Indirect TCV Member Fund, L.P.
No 4 S Indirect TCV VII, L.P.
No 4 S Indirect TCV VII (A), L.P.
No 4 S Indirect TCV Member Fund, L.P.
No 4 S Indirect TCV VII, L.P.
No 4 S Indirect TCV VII (A), L.P.
No 4 S Indirect TCV Member Fund, L.P.
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Acquisiton 2013-10-28 744 $0.00 744 $67.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-12-01 2021-12-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 63,854 Indirect The Hoag Family Trust U/A DTD 08/02/1994
Common Stock 12,396 Indirect Hamilton Investments Limited Partnership
Footnotes
  1. This number represents a weighted average sale price per share. The shares were sold at prices ranging from $322.51 to $323.44 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. These securities are directly held by TCV VII, L.P. Jay C. Hoag ("Hoag") and eight other individuals (collectively, the "Class A Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The Class A Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the Class A Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  3. These securities are directly held by TCV VII (A), L.P. The Class A Directors are Class A Directors of Management VII and limited partners of TCM VII . Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The Class A Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the Class A Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  4. These securities are directly held by TCV Member Fund, L.P. ("Member Fund"). The Class A Directors are Class A Directors of Management VII, which is a general partner of Member Fund, and limited partners of Member Fund. The Class A Directors and Management VII may be deemed to beneficially own the securities held by Member Fund, but each of the Class A Directors and Management VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
  5. This number represents a weighted average sale price per share. The shares were sold at prices ranging from $323.63 to $324.57 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  6. This number represents a weighted average sale price per share. The shares were sold at prices ranging from $324.80 to $325.76 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  7. This number represents a weighted average sale price per share. The shares were sold at prices ranging from $325.85 to $326.40 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  8. Mr. Hoag has the sole voting and dispositive power over the options and the underlying shares to be received upon exercise of such options; however, TCV VII Management, L.L.C. has a right to 100% of the pecuniary interest in such options and the underlying shares to be received upon exercise of such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.
  9. These shares are held by The Hoag Family Trust U/A DTD 08/02/1994. Mr. Hoag is a trustee of The Hoag Family Trust U/A DTD 08/02/1994. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  10. These shares are held by Hamilton Investments Limited Partnership. Mr. Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
  11. Not applicable.