Filing Details
- Accession Number:
- 0001082906-13-000034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 21:06:43
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 21:06:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1065280 | Netflix Inc | NFLX | Services-Video Tape Rental (7841) | 770467272 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1082906 | C Jay Hoag | C/O Technology Crossover Ventures 528 Ramona Street Palo Alto CA 94301 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-10-28 | 3,467 | $323.07 | 990,867 | No | 4 | S | Indirect | TCV VII, L.P. |
Common Stock | Disposition | 2013-10-28 | 1,801 | $323.07 | 514,574 | No | 4 | S | Indirect | TCV VII (A), L.P. |
Common Stock | Disposition | 2013-10-28 | 30 | $323.07 | 8,569 | No | 4 | S | Indirect | TCV Member Fund, L.P. |
Common Stock | Disposition | 2013-10-28 | 3,174 | $324.25 | 987,693 | No | 4 | S | Indirect | TCV VII, L.P. |
Common Stock | Disposition | 2013-10-28 | 1,649 | $324.25 | 512,925 | No | 4 | S | Indirect | TCV VII (A), L.P. |
Common Stock | Disposition | 2013-10-28 | 27 | $324.25 | 8,542 | No | 4 | S | Indirect | TCV Member Fund, L.P. |
Common Stock | Disposition | 2013-10-28 | 2,094 | $325.13 | 985,599 | No | 4 | S | Indirect | TCV VII, L.P. |
Common Stock | Disposition | 2013-10-28 | 1,088 | $325.13 | 511,837 | No | 4 | S | Indirect | TCV VII (A), L.P. |
Common Stock | Disposition | 2013-10-28 | 18 | $325.13 | 8,524 | No | 4 | S | Indirect | TCV Member Fund, L.P. |
Common Stock | Disposition | 2013-10-28 | 590 | $325.93 | 985,009 | No | 4 | S | Indirect | TCV VII, L.P. |
Common Stock | Disposition | 2013-10-28 | 305 | $325.93 | 511,532 | No | 4 | S | Indirect | TCV VII (A), L.P. |
Common Stock | Disposition | 2013-10-28 | 5 | $325.93 | 8,519 | No | 4 | S | Indirect | TCV Member Fund, L.P. |
Common Stock | Acquisiton | 2013-10-28 | 744 | $67.17 | 744 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-28 | 744 | $316.67 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | TCV VII, L.P. |
No | 4 | S | Indirect | TCV VII (A), L.P. |
No | 4 | S | Indirect | TCV Member Fund, L.P. |
No | 4 | S | Indirect | TCV VII, L.P. |
No | 4 | S | Indirect | TCV VII (A), L.P. |
No | 4 | S | Indirect | TCV Member Fund, L.P. |
No | 4 | S | Indirect | TCV VII, L.P. |
No | 4 | S | Indirect | TCV VII (A), L.P. |
No | 4 | S | Indirect | TCV Member Fund, L.P. |
No | 4 | S | Indirect | TCV VII, L.P. |
No | 4 | S | Indirect | TCV VII (A), L.P. |
No | 4 | S | Indirect | TCV Member Fund, L.P. |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2013-10-28 | 744 | $0.00 | 744 | $67.17 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-12-01 | 2021-12-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 63,854 | Indirect | The Hoag Family Trust U/A DTD 08/02/1994 |
Common Stock | 12,396 | Indirect | Hamilton Investments Limited Partnership |
Footnotes
- This number represents a weighted average sale price per share. The shares were sold at prices ranging from $322.51 to $323.44 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- These securities are directly held by TCV VII, L.P. Jay C. Hoag ("Hoag") and eight other individuals (collectively, the "Class A Directors") are Class A Directors of Technology Crossover Management VII, Ltd. ("Management VII") and limited partners of Technology Crossover Management VII, L.P. ("TCM VII"). Management VII is the general partner of TCM VII, which is the general partner of TCV VII, L.P. The Class A Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII, L.P., but each of the Class A Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- These securities are directly held by TCV VII (A), L.P. The Class A Directors are Class A Directors of Management VII and limited partners of TCM VII . Management VII is the general partner of TCM VII, which is the general partner of TCV VII (A), L.P. The Class A Directors, Management VII and TCM VII may be deemed to beneficially own the securities held by TCV VII (A), L.P., but each of the Class A Directors, Management VII and TCM VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- These securities are directly held by TCV Member Fund, L.P. ("Member Fund"). The Class A Directors are Class A Directors of Management VII, which is a general partner of Member Fund, and limited partners of Member Fund. The Class A Directors and Management VII may be deemed to beneficially own the securities held by Member Fund, but each of the Class A Directors and Management VII disclaim beneficial ownership of such securities except to the extent of their pecuniary interest therein.
- This number represents a weighted average sale price per share. The shares were sold at prices ranging from $323.63 to $324.57 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This number represents a weighted average sale price per share. The shares were sold at prices ranging from $324.80 to $325.76 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- This number represents a weighted average sale price per share. The shares were sold at prices ranging from $325.85 to $326.40 per share. The Reporting Person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Mr. Hoag has the sole voting and dispositive power over the options and the underlying shares to be received upon exercise of such options; however, TCV VII Management, L.L.C. has a right to 100% of the pecuniary interest in such options and the underlying shares to be received upon exercise of such options. Mr. Hoag is a Member of TCV VII Management, L.L.C. Mr. Hoag disclaims beneficial ownership of such options and the shares to be received upon the exercise of such options except to the extent of his pecuniary interest therein.
- These shares are held by The Hoag Family Trust U/A DTD 08/02/1994. Mr. Hoag is a trustee of The Hoag Family Trust U/A DTD 08/02/1994. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- These shares are held by Hamilton Investments Limited Partnership. Mr. Hoag is the sole general partner and a limited partner of Hamilton Investments Limited Partnership. Mr. Hoag disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
- Not applicable.