Filing Details

Accession Number:
0000950103-13-006285
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-30 20:31:09
Reporting Period:
2013-10-28
Filing Date:
2013-10-30
Accepted Time:
2013-10-30 20:31:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1275014 Ultra Clean Holdings Inc UCTT Semiconductors & Related Devices (3674) 611430858
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1283710 L Clarence Granger Ultra Clean Holdings, Inc
26462 Corporate Ave
Hayward CA 94545
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-10-28 50,000 $9.10 369,751 No 4 S Direct
Common Stock Acquisiton 2013-10-28 50,000 $1.11 419,751 No 4 M Direct
Common Stock Disposition 2013-10-28 50,000 $9.00 369,751 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2013-10-28 50,000 $0.00 50,000 $1.11
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
70,834 2010-02-27 2019-02-27 No 4 M Direct
Footnotes
  1. Sale of shares pursuant to Rule 10b5-1 Plan adopted December 7, 2012.
  2. The option became exercisable over 4 years from the date of grant (2/27/2009), with 25% becoming exercisable after the first year and monthly thereafter.