Filing Details
- Accession Number:
- 0001140361-13-039990
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 17:38:10
- Reporting Period:
- 2013-10-29
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 17:38:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1037760 | Cepheid | CPHD | Laboratory Analytical Instruments (3826) | 770441625 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1263113 | H David Persing | C/O Cepheid 904 Caribbean Drive Sunnyvale CA 94089 | Exec Vp,Chief Med/Tech Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-10-29 | 339 | $0.00 | 822 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-29 | 177 | $40.91 | 645 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-10-30 | 5,000 | $11.94 | 5,645 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-10-30 | 5,000 | $41.35 | 645 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2013-10-29 | 339 | $0.00 | 339 | $0.00 |
Common Stock | Non-qualified stock option (right to buy) | Disposition | 2013-10-30 | 5,000 | $0.00 | 5,000 | $11.94 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
677 | No | 4 | M | Direct | ||
10,000 | 2014-04-25 | No | 4 | M | Direct |
Footnotes
- Vesting of restricted stock units ("RSUs") granted to the Reporting Person on April 29, 2010.
- Exempt transaction pursuant to Section 16b-3(e) - payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. All of the shares reported as disposed of in this Form 4 were relinquished by the Reporting Person and cancelled by the Issuer in exchange for the Issuer's agreement to pay federal and state tax withholding obligations of the Reporting Person resulting from the vesting of RSUs. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes.
- The transaction reported on this Form 4 was effected pursuant to a 10b5-1 trading plan adopted by the reporting person on February 27, 2013.
- Each RSU represents a contingent right to receive one share of the Issuer's common stock.
- 25% of the RSUs vest on the one-year anniversary of the grant date, then 6.25% of the RSUs vest each quarterly anniversary thereafter, until such time as the RSUs are 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting.
- The stock option grant is 100% vested and exercisable.