Filing Details
- Accession Number:
- 0001209191-13-049843
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 17:25:55
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 17:25:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 785786 | Plexus Corp | PLXS | Printed Circuit Boards (3672) | 391344447 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1411281 | Jin Yong Lim | Ea-Hillside Bayan Lepas Free Indst. Zone Phase Ii, 11900 Bayan Lepas Penang N8 - | Regional Pres - Plxs Asia Pac. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $.01 Par Value | Acquisiton | 2013-10-29 | 5,300 | $12.94 | 39,695 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2013-10-29 | 3,000 | $30.54 | 42,695 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2013-10-29 | 2,500 | $23.83 | 45,195 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2013-10-29 | 3,000 | $22.17 | 48,195 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2013-10-29 | 426 | $24.21 | 48,621 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Acquisiton | 2013-10-29 | 2,500 | $21.41 | 51,121 | No | 4 | M | Direct | |
| Common Stock, $.01 Par Value | Disposition | 2013-10-29 | 16,726 | $39.54 | 34,395 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Buy | Acquisiton | 2013-10-28 | 10,000 | $0.00 | 10,000 | $40.22 |
| Common Stock | Options to Buy | Disposition | 2013-10-29 | 5,300 | $0.00 | 5,300 | $12.94 |
| Common Stock | Options to Buy | Disposition | 2013-10-29 | 3,000 | $0.00 | 3,000 | $30.54 |
| Common Stock | Options to Buy | Disposition | 2013-10-29 | 2,500 | $0.00 | 2,500 | $23.83 |
| Common Stock | Options to Buy | Disposition | 2013-10-29 | 3,000 | $0.00 | 3,000 | $22.17 |
| Common Stock | Options to Buy | Disposition | 2013-10-29 | 426 | $0.00 | 426 | $24.21 |
| Common Stock | Options to Buy | Disposition | 2013-10-29 | 2,500 | $0.00 | 2,500 | $21.41 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2014-10-28 | 2023-10-28 | No | 4 | A | Direct |
| 0 | 2015-05-18 | No | 4 | M | Direct | |
| 0 | 2017-11-05 | No | 4 | M | Direct | |
| 0 | 2017-08-01 | No | 4 | M | Direct | |
| 0 | 2018-01-28 | No | 4 | M | Direct | |
| 2,574 | 2018-04-28 | No | 4 | M | Direct | |
| 0 | 2017-05-17 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $39.500 to $39.910 per share. The reported price reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, which qualifies under Rule 16b-3; one half vests each year, commencing on the first anniversary of grant.
- Options granted under the Plexus Corp. 2008 Long-Term Incentive Plan, or a predecessor plan, which qualifies under Rule 16b-3; now fully vested.
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