Filing Details
- Accession Number:
- 0000701374-13-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 17:06:55
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 17:06:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
701374 | Six Flags Entertainment Corp | SIX | Services-Miscellaneous Amusement & Recreation (7990) | 133995059 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1514719 | A Leonard Russ | C/O Six Flags Entertainment Corporation 924 Avenue J East Grand Prairie TX 75050 | Vp, Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.025 Per Share | Acquisiton | 2013-10-28 | 6,500 | $8.75 | 97,253 | No | 4 | M | Direct | |
Common Stock, Par Value $0.025 Per Share | Disposition | 2013-10-28 | 6,500 | $37.50 | 90,753 | No | 4 | S | Direct | |
Common Stock, Par Value $0.025 Per Share | Acquisiton | 2013-10-28 | 15,500 | $10.00 | 106,253 | No | 4 | M | Direct | |
Common Stock, Par Value $0.025 Per Share | Disposition | 2013-10-28 | 15,500 | $37.50 | 90,753 | No | 4 | S | Direct | |
Common Stock, Par Value $0.025 Per Share | Acquisiton | 2013-10-28 | 6,000 | $16.81 | 96,753 | No | 4 | M | Direct | |
Common Stock, Par Value $0.025 Per Share | Disposition | 2013-10-28 | 6,000 | $37.50 | 90,753 | No | 4 | S | Direct | |
Common Stock, Par Value $0.025 Per Share | Acquisiton | 2013-10-28 | 2,400 | $27.76 | 93,153 | No | 4 | M | Direct | |
Common Stock, Par Value $0.025 Per Share | Disposition | 2013-10-28 | 2,400 | $37.50 | 90,753 | No | 4 | S | Direct | |
Common Stock, Par Value $0.025 Per Share | Acquisiton | 2013-10-29 | 2,000 | $8.75 | 92,753 | No | 4 | M | Direct | |
Common Stock, Par Value $0.025 Per Share | Acquisiton | 2013-10-29 | 6,000 | $10.00 | 98,753 | No | 4 | M | Direct | |
Common Stock, Par Value $0.025 Per Share | Acquisiton | 2013-10-29 | 1,000 | $16.81 | 99,753 | No | 4 | M | Direct | |
Common Stock, Par Value $0.025 Per Share | Acquisiton | 2013-10-29 | 500 | $27.76 | 100,253 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.025 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-10-28 | 6,500 | $0.00 | 6,500 | $8.75 |
Common Stock, Par Value $0.025 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-10-28 | 15,500 | $0.00 | 15,500 | $10.00 |
Common Stock, Par Value $0.025 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-10-28 | 6,000 | $0.00 | 6,000 | $16.81 |
Common Stock, Par Value $0.025 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-10-28 | 2,400 | $0.00 | 2,400 | $27.76 |
Common Stock, Par Value $0.025 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-10-29 | 2,000 | $0.00 | 2,000 | $8.75 |
Common Stock, Par Value $0.025 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-10-29 | 6,000 | $0.00 | 6,000 | $10.00 |
Common Stock, Par Value $0.025 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-10-29 | 1,000 | $0.00 | 1,000 | $16.81 |
Common Stock, Par Value $0.025 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-10-29 | 500 | $0.00 | 500 | $27.76 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,500 | 2020-08-06 | No | 4 | M | Direct | |
27,500 | 2020-09-07 | No | 4 | M | Direct | |
15,000 | 2021-08-24 | No | 4 | M | Direct | |
11,000 | 2022-08-24 | No | 4 | M | Direct | |
8,500 | 2020-08-06 | No | 4 | M | Direct | |
21,500 | 2020-09-07 | No | 4 | M | Direct | |
14,000 | 2021-08-24 | No | 4 | M | Direct | |
10,500 | 2022-08-24 | No | 4 | M | Direct |
Footnotes
- The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Leonard Russ on March 28, 2013.
- Includes certain restricted stock units subject to vesting.
- Mr. Russ was granted an option to purchase 34,000 shares (as adjusted for stock splits) on August 6, 2010, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.
- Mr. Russ was granted an option to purchase 86,000 shares (as adjusted for stock splits) on September 7, 2010, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.
- Mr. Russ was granted an option to purchase 28,000 shares (as adjusted for stock splits) on August 24, 2011, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.
- Mr. Russ was granted an option to purchase 14,000 shares (as adjusted for stock splits) on August 24, 2012, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.