Filing Details
- Accession Number:
- 0001225208-13-022466
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 16:33:10
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 16:33:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1133421 | Northrop Grumman Corp | NOC | Search, Detection, Navagation, Guidance, Aeronautical Sys (3812) | 800640649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192904 | L Aulana Peters | 2980 Fairview Park Drive Falls Church VA 22042 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-28 | 3,000 | $50.55 | 23,377 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-28 | 3,000 | $108.19 | 20,377 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right-to-buy) | Disposition | 2013-10-28 | 3,000 | $0.00 | 3,000 | $50.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 281 | 2015-05-20 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,238 | Indirect | Held in the Peters Family Trust. |
Footnotes
- Represents the weighted average sale price of $108.19 rounded to the nearest hundredth. The highest price at which the shares were sold was $108.24 and the lowest price at which the shares were sold was $108.18. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote in this Form 4.
- Amount includes (i) 6,334 shares of common stock; and (ii) 14,043 shares of common stock held in a stock unit account pursuant to the Northrop Grumman 2011 Long-Term Incentive Stock Plan and the 1993 Stock Plan for Non-Employee Directors.
- The remaining 281 options are fully vested.
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