Filing Details

Accession Number:
0001224295-13-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-10-30 17:09:36
Reporting Period:
2013-10-28
Filing Date:
2013-10-30
Accepted Time:
2013-10-30 16:09:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106640 Whirlpool Corp WHR Household Appliances (3630) 381490038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224295 M Jeff Fettig Whirlpool Corporation
2000 M-63N
Benton Harbor MI 49022
Chairman And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-10-28 37,106 $72.94 37,106 No 4 M Direct
Common Stock Disposition 2013-10-28 37,106 $146.28 0 No 4 S Direct
Common Stock Acquisiton 2013-10-29 2,894 $72.94 2,894 No 4 M Direct
Common Stock Disposition 2013-10-29 2,894 $146.17 0 No 4 S Direct
Common Stock Disposition 2013-09-26 275 $0.00 111,199 No 5 G Indirect By trust for reporting person and spouse
Common Stock Disposition 2013-10-29 191 $0.00 111,008 No 5 G Indirect By trust for reporting person and spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 5 G Indirect By trust for reporting person and spouse
No 5 G Indirect By trust for reporting person and spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Employee Stock Option (Right to Buy) Disposition 2013-10-28 37,106 $0.00 37,106 $72.94
Common Employee Stock Options (Right to Buy) Disposition 2013-10-29 2,894 $0.00 2,894 $72.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,894 2005-02-16 2014-02-16 No 4 M Direct
0 2005-02-16 2014-02-16 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 100,371 Indirect By trusts for immediate family members
Common Stock 62,124 Indirect By GRAT
Common Stock 4,286 Indirect 401(k) Stock Fund
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.00 to $146.56, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $146.02 to $146.25, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. These shares were contributed to a grantor retained annuity trust on 03/19/12.