Filing Details
- Accession Number:
- 0001179110-13-015833
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 16:04:58
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 16:04:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 97134 | Tennant Co | TNC | Refrigeration & Service Industry Machinery (3580) | 410572550 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1378851 | B Don Westman | 701 North Lilac Drive Minneapolis MN 55422 | Svp, Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-28 | 10,065 | $10.08 | 23,275 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-28 | 9,600 | $60.93 | 13,675 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-10-28 | 465 | $61.45 | 13,210 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-10-29 | 7,752 | $10.08 | 20,962 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-10-29 | 8,248 | $24.21 | 29,210 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-29 | 16,000 | $60.55 | 13,210 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-28 | 10,065 | $0.00 | 10,065 | $10.08 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-29 | 7,752 | $0.00 | 7,752 | $10.08 |
| Common Stock | Stock Option (right to buy) | Disposition | 2013-10-29 | 8,248 | $0.00 | 8,248 | $24.21 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 7,752 | 2012-02-27 | 2019-02-27 | No | 4 | M | Direct |
| 0 | 2012-02-27 | 2019-02-27 | No | 4 | M | Direct |
| 0 | 2013-02-26 | 2020-02-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,443 | Indirect | ESOP & Profit Sharing |
Footnotes
- Reflects the weighted average price of 9,600 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on October 28, 2013 with sale prices ranging from $60.44 to $61.40. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average price of 16,000 shares of Common Stock of Tennant Company sold by the reporting person in multiple transactions on October 29, 2013 with sale prices ranging from $60.40 to $61.26. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
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