Filing Details
- Accession Number:
- 0000902664-13-003535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 15:48:49
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 15:48:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070380 | Saba Software Inc | SABA | Services-Prepackaged Software (7372) | 943267638 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
836048 | Ardsley Partners Fund Ii, L.p. | 262 Harbor Drive Stamford CT 06902 | No | No | Yes | No | |
900529 | Partners Advisory Ardsley | 262 Harbor Drive, 4Th Floor Stamford CT 06902 | No | No | Yes | No | |
1025710 | J Philip Hempleman | No | No | Yes | No | ||
1485583 | Ardsley Partners Renewable Energy Fund, L.p. | 262 Harbor Drive Stamford CT 06902 | No | No | Yes | No | |
1504218 | I Partners Ardsley | 262 Harbor Drive, 4Th Floor Stamford CT 06902 | No | No | Yes | No | |
1508581 | Ardsley Partners Institutional Fund, L.p. | 262 Harbor Drive C/O Ardsley Partners I Stamford CT 06902 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.001 Par Value ("Common Stock") | Disposition | 2013-10-28 | 6,892 | $11.30 | 3,382,200 | No | 4 | S | Indirect | See FN |
Common Stock | Disposition | 2013-10-29 | 10,300 | $11.61 | 3,371,900 | No | 4 | S | Indirect | See FN |
Common Stock | Disposition | 2013-10-29 | 100 | $11.60 | 3,371,800 | No | 4 | S | Indirect | See FN |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See FN |
No | 4 | S | Indirect | See FN |
No | 4 | S | Indirect | See FN |
Footnotes
- Common Stock sold by certain accounts (the "Accounts") managed directly by Philip J. Hempleman.
- The shares reported in Column 5 of this Table I are held directly by Ardsley Partners Fund II, L.P. a Delaware limited partnership ("APII"), Ardsley Partners Institutional Fund, L.P., a Delaware limited partnership ("Ardsley Institutional"), Ardsley Partners Renewable Energy Fund, L.P., a Delaware limited Partnership ("Ardsley Energy") and the Accounts. Ardsley Advisory Partners, a New York general partnership ("Ardsley") serves as investment adviser to APII, Ardsley Institutional and Ardsley Energy and has investment discretion over the securities held by each. Ardsley Partners I, a New York general partnership ("Ardsley Partners") serves as the general partner of APII, Ardsley Institutional and Renewable Energy along with Mr. Hempleman, and has investment discretion over the securities held by each.
- In addition to being the general partner of APII, Ardsley Institutional and Renewable Energy, Mr. Hempleman is the Managing Partner of Ardsley and Ardsley Partners, and in such capacity has investment discretion with respect to the securities held or managed by each of them as well as the securities held by the Accounts. Each of the Reporting Persons disclaim beneficial ownership of the securities reported herein except to the extent of its or their own actual pecuniary interest therein.