Filing Details
- Accession Number:
- 0001127602-13-030001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 15:35:34
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 15:35:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 311094 | Westamerica Bancorporation | WABC | National Commercial Banks (6021) | 942156203 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201516 | A John Thorson | Westamerica Bancorporation 4550 Mangels Blvd 94534 | Svp/Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-28 | 23,148 | $47.13 | 30,085 | No | 4 | M | Indirect | By Trust |
| Common Stock | Disposition | 2013-10-28 | 23,148 | $53.20 | 6,937 | No | 4 | S | Indirect | By Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | By Trust |
| No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2013-10-28 | 23,148 | $0.00 | 23,148 | $47.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-01-24 | 2018-01-24 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 415 | Indirect | as UGMA |
| Common Stock | 415 | Indirect | as UGMA |
| Common Stock | 322 | Indirect | Esop |
Footnotes
- This is a weighted average price of multiple transactions for the same exercised option. The prices ranges from $53.14 to $53.29.
- Includes shares acquired under Westamerica Bancorporation's Tax Deferred Savings/Retirement (ESOP) Plan since the date of the reporting person's last ownership report.
- Options vest ratably over three years beginning one year from date of grant.
Billionaire Hedge Funds
