Filing Details
- Accession Number:
- 0001127602-13-029985
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 14:36:15
- Reporting Period:
- 2013-10-28
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 14:36:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
38777 | Franklin Resources Inc | BEN | Investment Advice (6282) | 132670991 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1010270 | M Jennifer Johnson | C/O Franklin Resources, Inc. One Franklin Parkway San Mateo CA 94403-1906 | Evp & Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Acquisiton | 2013-10-28 | 28,251 | $15.16 | 1,408,317 | No | 4 | M | Direct | |
Common Stock, Par Value $.10 | Disposition | 2013-10-28 | 18,517 | $54.50 | 1,389,800 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.10 | Stock Option (Right to Buy) | Disposition | 2013-10-28 | 28,251 | $0.00 | 28,251 | $15.16 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-09-30 | 2013-11-11 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.10 | 148,059 | Indirect | As A Trustee For Minor Child |
Common Stock, Par Value $.10 | 1,617 | Indirect | By 401(k) |
Common Stock, Par Value $.10 | 2,610,000 | Indirect | By Business Limited Partnership |
Common Stock, Par Value $.10 | 15,000 | Indirect | By Business Trust |
Common Stock, Par Value $.10 | 198,000 | Indirect | By Venture Limited Partnership |
Footnotes
- Reflects adjustment in connection with the special cash dividend paid by Franklin Resources, Inc. on December 20, 2012. Also reflects adjustment in connection with the 3-for-1 stock split of the common stock of Franklin Resources, Inc. in the form of a stock dividend distributed on July 25, 2013 to stockholders of record at the close of business on July 12, 2013.
- The price reposted in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $54.38 to $54.595, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Shares held by Reporting Person as trustee for Reporting Person's minor children. Reporting Person disclaims beneficial ownership of such shares.
- Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 15, 2013.
- Business limited partnership under control of Reporting Person.
- Business trust for the benefit of Reporting Person and Reporting Person's children.
- Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.