Filing Details
- Accession Number:
- 0001181431-13-055609
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-10-30 12:45:12
- Reporting Period:
- 2013-10-29
- Filing Date:
- 2013-10-30
- Accepted Time:
- 2013-10-30 12:45:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 802681 | Bryn Mawr Bank Corp | BMTC | State Commercial Banks (6022) | 232434506 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1227984 | Ii C Frederick Peters | Bryn Mawr Bank Corporation 801 Lancaster Avenue Bryn Mawr PA 19010 | President And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-29 | 24,000 | $20.47 | 57,298 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-10-29 | 24,000 | $28.53 | 33,298 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | Disposition | 2013-10-29 | 24,000 | $20.47 | 24,000 | $20.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2005-04-23 | 2014-04-23 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 14,700 | Indirect | The Bryn Mawr Trust Company cust. IRA of Frederick C. Peters II Rollover IRA |
| Common Stock | 175 | Indirect | Held in Spouse's IRA |
| Common Stock | 3,514 | Indirect | Held in 401 (k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Options to Purchase Common Stock | $18.91 | 2005-05-12 | 2015-05-12 | 30,000 | 30,000 | Direct |
| Common Stock | Options to Purchase Common Stock | $21.21 | 2005-12-12 | 2015-12-12 | 24,000 | 24,000 | Direct |
| Common Stock | Options to Purchase Common Stock | $22.00 | 2008-08-29 | 2017-08-29 | 18,000 | 18,000 | Direct |
| Common Stock | Options to Purchase Common Stock | $24.27 | 2009-08-18 | 2018-08-18 | 18,000 | 18,000 | Direct |
| Common Stock | Options to Purchase Common Stock | $18.27 | 2010-08-21 | 2019-08-21 | 23,000 | 23,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2015-05-12 | 30,000 | 30,000 | Direct |
| 2015-12-12 | 24,000 | 24,000 | Direct |
| 2017-08-29 | 18,000 | 18,000 | Direct |
| 2018-08-18 | 18,000 | 18,000 | Direct |
| 2019-08-21 | 23,000 | 23,000 | Direct |
Footnotes
- The vesting of these options was accelerated by the registrant and became fully vested as of June 16, 2005.
- Acquired in a transaction exempt under Rule 16b-3
- These options were granted to the reporting person under BMBC's 2004 Stock Option Plan in a transaction exempt under Rule 16b-3.
- These options become exercisable over a five (5) year period in 20% increments starting on 08/29/2008 and on each 08/29 thereafter until the options are fully exercisable.
- These options were granted to the reporting person under BMBC's 2007 Long-term Incentive Plan.
- The options become exercisable over a five (5) year period in 20% increments starting on 8/18/2009 and on each 8/18 thereafter until the options are fully exercisable.
- The options become exercisable over a five (5) year period in 20% increments starting on 8/21/2010 and on each 8/21 thereafter until the options are fully exercisable.
- The breakdown of the sale is as follows: 6321 shs. @ $28.35; 600 shs. @ $28.3501; 200 shs. @ $28.3508; 100 shs. @ $28.352; 951 shs. @ $28.36; 500 shs. @ $28.3601; 500 shs. @ $28.3602; 233 shs. @ $28.3606; 600 shs. @ $28.37; 31 shs. @ $28.38; 208 shs. @ $28.39; 1056 shs. @ $28.42; 500 shs. @ $28.4201; 100 shs. @ $28.425; 100 shs. @ $28.44; 2771 shs. @ $28.45; 129 shs. @ $28.46; 100 shs. @ $28.475; 2064 shs. @ $28.5; 500 shs. @ $28.5001; 500 shs. @ $28.5016; 36 shs. @ $28.54; 958 shs. @ $28.5401; 300 shs. @ $28.541; 1100 shs. @ $28.55; 537 shs. @ $28.625; 805 shs. @ $29.25; 100 shs. @ $29.29; 100 shs. @ $29.3; 81 shs. @ $29.301; 200 shs. @ $29.31; 1000 shs. @ $29.3101; 500 shs. @ $29.311; 100 shs. @ $29.32; 17 shs. @ $29.33; 100 shs. @ $29.36; 2 shs. @ $29.45.
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