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Home > Insider Trading > Filing (0001144204-13-057493)

Filing Details

Accession Number:: 0001144204-13-057493
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-10-29 20:25:29
Reporting Period:: 2013-10-24

Filing Date:: 2013-10-29
Accepted Time:: 2013-10-29 19:25:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1100397	Advaxis Inc.	ADXS	Pharmaceutical Preparations (2834)	841521955

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1306152	P James Patton	305 College Road East Princeton NJ 08540		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-10-24	25,000	$4.00	87,909	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Common Stock Warrants	Acquisiton	2013-10-24	12,500	$0.00	12,500	$5.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
12,500	2013-10-22	2018-10-22	No	4	P	Direct